AdvisorPeak Unveils First Digital Asset Trading Solution for Independent Advisors

Apr 26, 2021 | Industry

SALT LAKE CITY, April 14, 2021 /PRNewswire/ –AdvisorPeak today became the first wealthtech solution for independent advisors to deliver trade management solutions for digital assets. Nearly 1,000 advisors leveraging AdvisorPeak can now custody,...

Reg BI: Are we ready? How will it affect firms?

Apr 23, 2021 | Company, Industry

Reg BI, short for Regulation Best Interest, was implemented by the SEC in 2019. FINRA enforces the rule. However, once again, Reg BI is at the center of discussion. Many parts of the rule, including precisely what best interests’ means, are a bit vague. The rule...

Monitoring Trading Alerts Through Innovative Software

Mar 11, 2021 | Industry

Tracking significant transactions in your client portfolios is an important part of managing your client portfolios. There are several significant transactions that you should watch for compliance, trading, etc. Factoring these transactions into a client’s...

Another Dotcom Bubble- Are the Markets Bracing for a Crash?

Mar 4, 2021 | Industry

Though it seems like yesterday to some of us, the Dotcom bubble’s bursting, and the ensuing market decline began over 20 years ago. The Dotcom burst in 2000, and the ensuing bear market lasted into 2002; the market fallout was exacerbated by the tragic events of...

Trusts, Legacy Planning, and High Net Worth – An Opportunity for RIAs

Feb 25, 2021 | Industry

Financial advisors have long sought to do business with high and ultra-high-net-worth clients. These clients, by definition, have large investment portfolios and often require complex financial planning solutions. This planning including trusts legacy planning and...

Mount Rushmore of Finance & Wealth Tech

Feb 15, 2021 | Industry

In the sports world recently, many commentators have been asked what players are on their “Mount Rushmore” as the greatest that ever played the game. As it is Presidents Day today, this had me thinking about who is on my Mount Rushmore in the finance/wealth tech...